Obuvunaanyizibwa bwo obw'okutegeeza, n'ensonga lwaki tolina kusibira muntu

Olukalala lw'ebikulu

Lwaki okugulana kw'ensimbi kuteekwa okutegeezebwa, ani asalawo era n'ani akola lipooti, n'ensonga lwaki omukulembeze atalina kumanya.

Emin. nga 4 · Amadaala 7. Era kiyitibwa: okutegeeza ku kugulana kw'ensimbi okw'ekyewuunyo, STR, okutegeeza ku nsalo, tipping off.

Ebyetaagisa

• Erinnya ly'omukulembeze wo ow'okukola ku mateeka (compliance officer) n'engeri ey'ekyama ey'okumutuukiriramu.
• Ekifo w'okunnyonnyolera ky'olaba, n'ennaku z'omwezi.

Amadaala

1. Manya omulimu gwo ogusooka. Otegeeza eby'okweraliikirira munda mu kkampuni yo — tewali kuteeka mukono kwawula oba kuwandiika kye kigambibwa abakozi abasooka, era tewali n'omu akola lipooti eri abakulu ku lulwe.

2. Manya ekintu ekisooka ekikuteeka ku mulamwa, obunene: lipooti y'okugulana kw'ensimbi ennyingi ekolebwa ensimbi bwe zituuka ku nsalo egerezeddwa eggwanga lyo. Omukulembeze ayinza okuba omwesigwa ddala; naye lipooti ekyakolebwa.

3. Manya ekintu eky'okubiri ekikuteeka ku mulamwa, okubuusabuusa. Lipooti y'okugulana kw'ensimbi okw'ekyewuunyo ekolebwa singa wabaawo ensonga ey'okulowooza nti ensimbi ziva mu bubbi, oba zikyusiddwa okukweka gye ziva. Tewali muwendo mutono.

4. Jjukira nti okubuusabuusa si bujulizi. Oyetaaga ensonga ey'amazima esinziira ku kye walaba — si bukakafu, si bubbi obumanyiddwa, si bujulizi obukuŋŋaanyiziddwa.

5. Ggondera ekkubo: ggwe okiteeka ku mulamwa, omukulembeze ow'okukola ku mateeka (compliance officer) akikebera n'asalawo, era n'ekitongole ekiwandiika. Mu kintu eky'okukebera, omusango ogw'ekyewuunyo gufuuka pending report, oluvannyuma reported bwe gumala okuwandiikibwa.

   

6. Tokyabulira mukulembeze. Okumutegeeza, oba omuntu yenna atali mu kukebera, kiba tipping off — kiggya ensimbi akadde okukyusibwa n'empapula akadde okubula. Ab'oluganda, mikwano n'abakozi abatalina kyebakola nabyo bibalibwa.

7. Yisa obulungi bwe kiba nga omusango gukyaliwo. Weereza omukulembeze nga bwe wakola bulijjo; okukyuka okw'ekyewuunyo mu ngeri yo kugamba ekyakwo.

Amagezi: Wandiika eby'amazima, si bisalira: kye mukulembeze yakola, kye yagamba era kye yaleeta, n'ennaku z'omwezi n'emiwendo. Lekera omukulembeze ow'okukola ku mateeka (compliance officer) okusalawo.

Ebisobya ebya bulijjo n'ebibuuzo ebya bulijjo

• "Nteekwa okulinda okutuusa lwe nnafunira obujulizi." Obujulizi si mulimu gwo. Ensonga ey'amazima ey'okubuusabuusa emala okukiteeka ku mulamwa munda.
• "Omukulembeze muliraanwa wange, n'olwekyo kisaana okumulabula." Okumulabula kiba tipping off, era amateeka gakikwata bubi. Kiteeke ku mulamwa n'omukulembeze wo ow'okukola ku mateeka (compliance officer) mu kifo ky'ekyo.
• "Nateeka ku mulamwa eky'okweraliikirira naye tewali kye naddizibwa." Okusirika kwa bulijjo. Omusango gubalaganibwa n'abantu abalina okumanya, era ggwe toyinza okubamu.
• "Ettabi lyonna liteekwa okukola ku mukulembeze ono." Abakozi bokka abalina omulimu mu kukebera be bategeezebwa. Okwogera okw'amaanyi y'engeri omukulembeze gye kimanyira.